Title
Bautista vs. Sarmiento
Case
G.R. No. L-45137
Decision Date
Sep 23, 1985
Petitioners charged with Estafa challenged denial of Motion to Dismiss; Supreme Court upheld trial court, ruling Certiorari improper and prima facie case established, shifting burden of evidence to defense.
A

Case Summary (G.R. No. L-45137)

Factual Background

An information for Estafa charged Fe Bautista, Milagros Corpus and Teresita Vergere with having received jewelries on consignment from Dr. Leticia C. Yap on April 19, 1975 and thereafter failing to return the jewelries or remit proceeds, to the damage of the complainant in the total amount of P77,300.00. The third accused, Teresita Vergere, was granted a separate trial. At the prosecution stage in the trial presided by HON. MALCOLM G. SARMIENTO, the People presented Dr. Leticia C. Yap as its sole witness.

Trial Court Proceedings

After the prosecution rested, petitioners filed a Motion to Dismiss in the nature of a demurrer to the evidence. By an Order dated June 3, 1976 the trial court denied the motion and ordered the accused to present evidence on July 9, 1976. The trial court reasoned that the information specifically alleged that the jewelries were consigned to the accused to be sold on commission and that the accused were to remit proceeds or return unsold items, which, on the testimony and documentary exhibits presented by the prosecution, established a prima facie case of estafa. The court further found that Exhibits B and B-1 evidenced a prior demand for return or remittance. A motion for reconsideration was filed and denied.

The Parties' Contentions

Petitioners sought relief by a special civil action of certiorari and prohibition with preliminary injunction, contending that the trial court lost jurisdiction to proceed because the denial of the demurrer rested on a finding that the prosecution had established a prima facie case. Petitioners argued that such a finding, in effect, required the trial court to convict only on a prima facie showing and thus violated the rule that conviction in a criminal case must be upon proof beyond reasonable doubt. Petitioners also assailed the trial court's direction that they present evidence after denial of the motion to dismiss, asserting that the court impermissibly relied on the possible weakness of the defense rather than the strength of the prosecution.

Jurisdictional and Procedural Threshold

The Court observed at the threshold that certiorari was ordinarily an improper remedy to review an interlocutory order such as the denial of a demurrer to evidence and that the proper mode was to proceed with trial and raise the issue on appeal. The Court acknowledged the narrow exception permitting certiorari where the questioned order is an oppressive or arbitrary exercise of judicial authority, citing Co Chuan Seng vs. CA, but concluded that the facts did not show such grave abuse of discretion warranting relief.

Legal Basis: Prima Facie Case and Burden Allocation

The Court explained the legal meaning and consequences of a prima facie case in criminal prosecutions. Citing an authoritative definition, the Court stated that a prima facie case is that amount of evidence sufficient to counterbalance the general presumption of innocence and to warrant conviction if not met by evidence tending to contradict it. The Court held that a finding of a prima facie case at the close of the prosecution's presentation does not shift the burden of proof, which remains with the prosecution, but it does shift the burden of evidence or the burden of going forward to the accused. The accused must therefore adduce evidence sufficient to balance or equalize the prosecution's evidence; evidence that places the case in equipoise compels the prosecution to go forward again. The Court emphasized that the burden that shifts is evidentiary, not the ultimate burden of proof.

Application to the Case and Precedent

Applying these principles, the Court found that by denying the demurrer the trial court properly required petitioners to present evidence to meet the prima facie case established by the prosecution. The Court cited Arbriol vs. Homeres for the procedural proposition that when a motion to dismiss is denied after the prosecution

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