Case Summary (G.R. No. 218406)
Evidence Offered and Its Nature
Editha personally made a formal offer of documentary evidence consisting of certified photocopies of X-ray request forms and related handwritten ultrasound interpretations (Exhibits A–D). These documents had previously been annexed to Dr. Lantin’s counter-affidavits filed with the City Prosecutor and before the BOM and were intended to show that the kidneys were in their proper anatomical locations prior to surgery.
Petitioner’s Objections to Admission of the Exhibits
Petitioner Atienza objected to admission of these exhibits on several grounds: they were mere photocopies and thus violated the best evidence rule; they were not properly identified or authenticated; they constituted hearsay; and they were incompetent to prove the matters for which they were offered. He contended that the admission of such evidence prejudiced his substantive rights and could result in deprivation of his professional license.
BOM Rulings on Admissibility and Reconsideration
The Board of Medicine admitted the formal offer of documentary evidence (Order dated May 26, 2004) “for whatever purpose they may serve,” and set further proceedings. Petitioner’s motion for reconsideration was denied (Order dated October 8, 2004). The Board explained that admitting proffered evidence allows the tribunal to assess its probative value during resolution of the case; preliminary exclusion based on technical or doubtful grounds was not required.
Procedural Issue: Proper Remedy and Justiciability
The Supreme Court agreed with the Court of Appeals that certiorari was the appropriate remedy to assail the interlocutory BOM orders because interlocutory orders are generally not separately appealable. Where there is no plain, speedy, and adequate remedy in the ordinary course of law, a petition for certiorari under Rule 65 is the available remedy, provided there is a showing of grave abuse of discretion amounting to lack or excess of jurisdiction. The writ will not issue in the absence of such a showing.
Legal Standard for Reviewing Administrative Admission of Evidence
The controlling principle is that administrative tribunals are not bound by the strict rules of evidence applicable to courts. A liberal policy of admission is preferred in administrative proceedings: evidence should generally not be rejected on doubtful or technical grounds if not plainly irrelevant, immaterial, or incompetent. Admissibility is distinct from probative weight: admissibility determines whether a circumstance or evidence may be considered at all; probative value determines how strongly it proves an issue.
Application: Whether BOM Exceeded Jurisdiction or Gravely Abused Discretion
The Court found no grave abuse of discretion by the BOM in admitting the photocopied X-ray request forms. The Board acted within its jurisdiction and followed a permissible practice of admitting documents so their relevance and probative value could be assessed later. The appellate and Supreme Courts deferred to this administrative latitude, absent a showing that admission placed petitioner's rights beyond remedy or that the Board acted in excess of jurisdiction.
Interaction with Professional Rules and Substantive Prejudice
Petitioner invoked Section 20, Article I of the PRC Rules of Procedure, which allows the Rules of Court to apply only analogously or suppletorily and provides that technical errors in admission of evidence not prejudicial to substantive rights shall not vitiate proceedings. The courts held that admission of the photocopies did not prejudice petitioner’s substantive rights because the central fact they tended to prove—the location of the kidneys—was covered by disputable presumptions and judicial notice principles and could be established by other means.
Judicial Notice and Disputable Presumptions
The Court emphasized that certain facts need not be proved because they are established by judicial notice or disputable presumptions. Under Rule 131, Section 3 (disputable presumptions), facts that things occur according to the ordinary course of nature are presumptions that stand unless contradicted. The Court treated the anatomical placement of human kidneys as a fact of natural science within judicial notice: kidneys are ordinarily located in their proper anatomical positions. Thus, the contested evidence was not indispensable to prove that anatomical premise.
Best Evidence Rule and Its Relevance
The best evidence rule (Rule 130, Section 3) limits proof of the contents of a document to the original, subject to enumerated exceptions (lost originals, originals in custody of adverse party, voluminous records, public records, etc.). The Court held the rule inapplicable to the central inquiry of physician negligence: the case did not turn on proving the literal contents of the X-ray request forms but on whether the operating physicians removed the right instead of the left kidney. Moreover, circumstances showed that originals were unavailable (records office transfer), falling within the exception permitting secondary evidence
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Facts
- Private respondent Editha Sioson experienced lumbar pains and sought medical attention at Rizal Medical Center (RMC) on February 4, 1995, and later, in 1999, was referred to Dr. Pedro Lantin III for the same problem.
- Diagnostic tests ordered by Dr. Lantin revealed the right kidney was normal while the left kidney was non-functioning and non-visualizing, and Editha underwent a kidney operation in September 1999.
- On February 18, 2000, Editha’s husband, Romeo Sioson (as complainant), filed a complaint for gross negligence and/or incompetence before the Board of Medicine (BOM) against several doctors alleged to have participated in the kidney operation: Dr. Judd dela Vega, Dr. Pedro Lantin III, Dr. Gerardo Antonio Florendo, and petitioner Rico Rommel Atienza.
- The complaint alleged the doctors removed Editha’s fully functional right kidney instead of the left non-functioning and non-visualizing kidney.
- During the BOM proceedings, after complainant presented evidence, Editha filed a formal offer of documentary evidence with Exhibits “A” to “D” to prove that her kidneys were both in their proper anatomical locations at the time she was operated on.
Formal Offer of Documentary Evidence (Exhibits A–D)
- Exhibit A: Certified photocopy of X-ray Request form dated December 12, 1996 (marked as Annex 2 in Dr. Lantin’s counter-affidavit with the City Prosecutor), containing handwritten entries that are interpretations of an ultrasound examination; identical to Annex 2 to Dr. Lantin’s counter-affidavit dated March 15, 2000, filed May 4, 2000 with the BOM.
- Exhibit B: Certified photocopy of X-ray Request form dated January 30, 1997 (marked as Annex 3 in Dr. Lantin’s counter-affidavit with the City Prosecutor), containing handwritten interpretive entries; identical to Annex 3 appended to Dr. Lantin’s March 15, 2000 counter-affidavit filed with the BOM on May 4, 2000.
- Exhibit C: Certified photocopy of X-ray Request form dated March 16, 1996 (marked as Annex 4), containing handwritten entries interpreting the examination results.
- Exhibit D: Certified photocopy of X-ray Request form dated May 20, 1999 (marked as Annex 16), containing handwritten interpretive entries; appears to be the draft of the typewritten final report of the same examination appended as Annexes 4 and 1 to counter-affidavits of Dr. Judd dela Vega and Dr. Pedro Lantin III respectively, with same date and typewritten contents; in Dr. dela Vega’s submission Annex 4 was not a certified photocopy, while in Dr. Lantin’s submission Annex 1 was a certified photocopy.
Petitioner’s Objections to the Exhibits
- Petitioner Rico Rommel Atienza filed comments/objections arguing the exhibits are inadmissible for multiple reasons:
- They are mere photocopies and not originals.
- They were not properly identified and authenticated.
- They establish matters which are hearsay.
- They are incompetent to prove the purposes for which they were offered.
- Petitioner moved for reconsideration after the BOM admitted the exhibits, reiterating the above grounds.
Board of Medicine Orders
- By Order dated May 26, 2004, the BOM admitted the Formal Offer of Documentary Evidence of Romeo Sioson (and the comments/objections of the doctors and manifestations) “for whatever purpose they may serve in the resolution of this case,” and scheduled further hearing for July 19, 2004.
- By Order dated October 8, 2004, the BOM denied petitioner’s motion for reconsideration, explaining that it should first admit the evidence so it can determine probative value when deciding the case and that admissibility can be assessed through the process of admission.
Petition to the Court of Appeals
- Petitioner filed a petition for certiorari dated December 6, 2004 with the Court of Appeals (CA) under Rule 65 of the Rules of Court, assailing the BOM Orders dated May 26, 2004 and October 8, 2004 which admitted Editha’s documentary exhibits.
- The CA dismissed the petition for certiorari for lack of merit in CA-G.R. SP No. 87755, Decision dated September 22, 2006 (Penned by Presiding Justice Ruben T. Reyes, with Associate Justices Juan Q. Enrique, Jr. and Vicente S.E. Veloso concurring).
Petition to the Supreme Court; Procedural Posture
- A petition for review on certiorari under Rule 45 of the Rules of Court was filed with the Supreme Court assailing the CA decision that upheld the BOM’s admission of the exhibits.
- The case is reported as 657 Phil. 536, G.R. No. 177407, Decision dated February 9, 2011 (opinion by Justice Nachura).
Issues Presented to the Supreme Court
- Procedural Issue: Whether petitioner Atienza availed of the proper remedy when he filed the petition for certiorari dated December 6, 2004 with the Court of Appeals under Rul