Title
Alenaje vs. C.F. Sharp Crew Management, Inc.
Case
G.R. No. 249195
Decision Date
Feb 14, 2022
Seafarer claimed constructive dismissal due to alleged unbearable conditions and harassment; Court ruled resignation was voluntary, dismissing claims of illegal termination.

Case Summary (G.R. No. 249195)

Procedural History and Decisions

On July 15, 2015, petitioner filed with the Labor Arbiter a complaint for illegal dismissal, payment of the unexpired portion of his contract, damages, and attorney’s fees. The LA rendered a decision on November 24, 2015 finding petitioner constructively dismissed and ordered respondents to pay PHP 192,458.22, consisting of unexpired contract wages, moral and exemplary damages of PHP 30,000.00, and ten percent (10%) attorney’s fees. The NLRC reversed on January 29, 2016 and denied all claims. The Court of Appeals later dismissed petitioner’s certiorari petition and affirmed the NLRC on March 28, 2018. On August 29, 2019, the CA denied petitioner’s motion for reconsideration. The Supreme Court then reviewed the matter under the Rule 45 standard.

Factual Background Aboard the Vessel

Petitioner worked as a seaman for about eighteen years and entered into a Contract of Employment on April 13, 2015. He was hired as a steward on board M/V CPO New York for six months under a basic monthly salary of US$644.00, with respondents acting through the local manning agency and its representative. Petitioner boarded the vessel on April 14, 2015. He asserted that the vessel’s size and crew made him the only steward and that there was no mess man, so he had to perform both steward and mess man functions, including arranging food in the provision room from late hours until waking and preparing the food for the officers and crew.

On April 17, 2015, petitioner alleged that Chief Mate Lukasz Leszek Kucharz instructed him to strip and wax the navigational bridge floor from 10:00 a.m. to 11:00 a.m. He claimed the task was not part of his steward duties and that he sought permission to do it in the afternoon so as not to interfere with preparing and serving food, but he was accused of insubordination and threatened with dismissal. On April 18, 2015, petitioner received a Show Cause Notice for insubordination and attended a hearing the same day. He maintained that he did not refuse outright and reiterated his position that he asked to perform the task later in the day. He also received a Notice of Formal Warning indicating that non-compliance with the code of conduct would result in dismissal. Petitioner thereafter claimed he felt harassed and singled out, leading him to tender his resignation on April 21, 2015. The resignation was accepted by respondents’ Senior Personnel Officer Jan Wehner through email, with petitioner’s wages guaranteed until arrival in his home country. Petitioner later received a Notice of Dismissal on May 20, 2015 and was repatriated; he was paid salary equivalent to one month and eight days.

Respondents presented a different account. They alleged that petitioner disobeyed the captain’s lawful order relayed through Chief Mate Kucharz to strip and wax the navigational bridge floor. Respondents claimed that petitioner was disrespectful in refusing the order and that a warning for insubordination was entered in the vessel logbook. They stated that, after the hearing in the master’s office, petitioner admitted disregarding the order because it was not his duty, demanded repatriation, and raised his voice aggressively. Respondents further claimed the dismissal was effected effective May 21, 2015 but that petitioner refused to receive the Notice of Dismissal. Respondents also stated that petitioner’s separation was a termination due to valid grounds under Section 33 of the POEA Standard Contract and that the contract was pre-terminated because petitioner resigned.

LA Proceedings and Ruling

The LA concluded that petitioner was constructively dismissed. It found that respondents breached the employment contract by ordering petitioner to strip and wax the navigational bridge floor when that was allegedly outside steward duties. The LA also found that respondents failed to substantiate that the assigned task was within the steward’s duties. It further ruled that a document titled “Function Description: Steward” could not be credited because petitioner allegedly did not receive or sign it.

The LA also treated petitioner’s narrative that Chief Mate Kucharz threatened him with dismissal as having some truth, pointing out that after the April 18 warning, a Notice of Dismissal was issued later on May 20, 2015. It thus sustained petitioner’s claim that his work conditions became such that he had no real choice but to leave employment.

NLRC Proceedings and Reversal

On appeal, the NLRC reversed. It held that petitioner tendered his resignation on April 21, 2015 and that it was accepted the same day by the foreign principal. Thus, the NLRC ruled that petitioner, not respondents, pre-terminated the contract. It also noted that the Notice of Dismissal was delivered to petitioner almost a month after his resignation.

The NLRC further found that petitioner failed to prove by evidence that continued employment had become impossible and/or unreasonable due to respondents’ acts. The NLRC relied on the POEA Standard Contract obligation binding the seafarer to obey the lawful commands of the master or those lawfully succeeding him. The NLRC reasoned that stripping and waxing the navigational bridge involved maintenance and cleanliness of part of the vessel, which could be assigned by the master or chief officer to a steward. It also found petitioner’s harassment allegation insufficient because he failed to narrate the specific acts of harassment; it considered Chief Mate Kucharz’s supposed expression of an opinion for his dismissal, even if treated as true, as inadequate to conclude that petitioner’s working conditions became unbearable such that he had no choice but to resign. The NLRC denied petitioner’s motion for reconsideration.

CA Ruling

The Court of Appeals affirmed the NLRC, holding that the NLRC did not commit grave abuse of discretion and that its findings were supported by substantial evidence. The CA noted that if petitioner were truly badly treated, he should have stated the matter in the Debriefing Report he filled up after repatriation. The CA also observed that petitioner acted only after a significant lapse of time following his arrival on May 22, 2015, and that he filed the illegal dismissal complaint on July 15, 2015 only after respondents filed an insubordination complaint with the POEA. It then denied petitioner’s subsequent motion for reconsideration.

Issues on Review

Petitioner raised two principal questions: first, whether he was constructively dismissed; and second, whether his dismissal was illegal because he was penalized twice for the same infraction.

The Supreme Court’s Treatment of Procedural Objections

The respondents asserted that the NLRC decision had become final due to an allegedly late motion for reconsideration. The Court was not persuaded. It discussed the mandatory and jurisdictional nature of timely perfection of appeals but recognized that NLRC procedural rules are liberally construed under the NLRC’s own provisions to assist parties and to achieve just and expeditious resolution of labor disputes. The Court deferred to the NLRC’s discretion in applying a liberal construction to allow resolution of the motion on the merits.

The Court also addressed respondents’ argument that the CA decision had already attained finality because the motion for reconsideration allegedly lacked counsel’s signature. The Court noted that the CA did not only rule on the procedural defect but also addressed the merits, reflecting exercise of discretion.

Legal Standards: Resignation Versus Constructive Dismissal

On the merits, the Court focused on petitioner’s resignation and the evidentiary burden that accompanies it. The Court held that since petitioner tendered his resignation on April 21, 2015 and respondents accepted it the same day through email guarantees, petitioner had the burden to prove that the resignation was involuntary and that it constituted constructive dismissal by clear, positive, and convincing evidence. The Court emphasized that bare allegations of constructive dismissal, uncorroborated by evidence on record, could not be credited. It also treated the involuntariness of resignation as a factual question and reiterated that Rule 45 limits review to questions of law. However, because the LA, NLRC, and CA rulings conflicted, the Court examined and weighed the evidence.

The Court reiterated the doctrine on constructive dismissal, defining it as quitting or cessation of work because continued employment is rendered impossible, unreasonable, or unlikely, including instances of demotion or diminution of pay and benefits. It held that constructive dismissal exists when acts of clear discrimination, insensibility, or disdain become so unbearable that they foreclose any choice except to give up employment. It likewise distinguished resignation as a voluntary act by an employee who believes personal reasons cannot be sacrificed in favor of service exigency. The Court applied the test of whether a reasonable person in the employee’s position would have felt compelled to give up employment under the circumstances.

Application: Why Constructive Dismissal Was Not Established

The Court agreed with the CA and NLRC that petitioner did not prove constructive dismissal. It found that petitioner’s resignation letter stated that he resigned because respondents forced him to work not in accordance with his duties and because of unbearable working condition or atmosphere, as well as for consideration of safety. The Court then examined whether the assigned task was indeed beyond his duties and whether conditions were proven to be unbearable.

The Court observed that respondents established petitioner was instructed, through Chief Mate Kucharz on behalf of the captain, to strip and wax the navigational bridge floor. Even assuming the task was not part of his ordinary steward duties, the Court treated the instruction as a lawful command within the seafarer’s contractual obligation. It referred to

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