Title
Aguana-Balmaceda vs. Peniero
Case
A.M. No. P-21-4100
Decision Date
Jun 15, 2021
Clerk of Court and co-employee misappropriated court funds for personal use, leading to dismissal, forfeiture of benefits, and perpetual disqualification.

Case Summary (A.M. No. P-21-4100)

Background of the Complaint

The complaint originated from a report made by Judge Aguana-Balmaceda on April 1, 2019, highlighting discrepancies in cash collections at the OCC. The court's cash collection process involved the daily collection of fees by a designated cashier, who would then turn over the collected funds to Peniero for deposit to the Landbank of the Philippines. A routine check revealed a deposit slip for P50,000 with no "deposited" stamp, implying a deviation from standard protocols.

Discovery of Irregularities

Upon investigation, Judge Aguana-Balmaceda found that the P50,000 deposit slip, associated with collections made on February 8, 2019, was not submitted according to procedures due to a personal loan facilitated by Peniero to Sermonia, who had requested funds amid a family emergency. Peniero admitted to lending P47,000 borrowed from court funds, which led to the failure to remit the cash on the due date.

Respondents’ Admissions

Both respondents acknowledged the borrowing from court funds in letters in which they cited emergencies as motivation for their actions. Peniero disclosed performing a similar transaction involving P54,751 without remitting said amounts to the bank, which she claimed was for her grandchild's hospitalization.

Administrative Complaint Proceedings

On June 3, 2019, the Office of the Court Administrator (OCA) recommended that the irregularities be treated as an administrative complaint against both Peniero and Sermonia for dishonesty and grave misconduct. Following the submission of their comments on the findings, both respondents conceded to the claims made against them but insisted there was no intent to defraud.

OCA's Findings and Recommendations

The OCA's report on December 3, 2020, reinforced the allegations of gross negligence and dishonesty, arguing that both Peniero and Sermonia failed to adhere to proper custodial and reporting duties regarding public funds. The continued misuse of court funds regardless of their repayment was underscored as negligent and indicative of serious dishonesty.

Court's Ruling and Legal Basis

The court agreed with the OCA's findings, emphasizing that Peniero, as the custodian of court funds, bore the primary responsibility for mismanagement and reported discrepancies. The court delineated gross neglect of duty and serious dishonesty, underscoring the implications of such actions in public service as incompatible with the standards of integrity expected from judicial employees.

Nature of Violations

Definitions surrounding dishonesty were established as involving concealment and distortion of facts relevant to public service, while gross misconduct involved transgressing established duties and creating risks for public funds. The court held that both respondents committed grave offenses as their actions constituted a willful disregard for the established rules governing the

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