Case Summary (G.R. No. 258456)
Key Dates and Procedural Milestones
Navarro filed her COC for Mayor on October 4, 2021 with a CONA dated September 23, 2021 signed by Senator Lacson. Ayson filed a COC for the same post on October 8, 2021 with a CONA purportedly bearing Lacson’s signature. Senator Lacson sent letters dated November 6 and December 2, 2021 disclaiming Ayson’s CONA and confirming Navarro as the party’s official mayoral candidate. Navarro withdrew her mayoral COC on November 9, 2021 and designated Aggabao as substitute; Aggabao filed his COC as substitute on November 9, 2021. COMELEC Law Department issued Document No. 21‑3973 (Nov. 10, 2021), Document No. 21‑7467 (Dec. 22, 2021), and Document No. 22‑0176 (Jan. 5, 2022). The Supreme Court issued a TRO on January 25, 2022; COMELEC’s final ballot face generation date was January 9, 2022; the May 9, 2022 elections concluded with proclamation of a mayoral winner; the Court rendered judgment on July 26, 2022.
Applicable Law and Rules
Primary constitutional basis: 1987 Constitution, Article IX‑C (powers of the COMELEC, Sections 2 and 3). Statutory and regulatory sources invoked: Omnibus Election Code (Sections 74, 76, 77, 78); COMELEC Resolution No. 10717 (Sections 15, 32, 40, and related provisions governing COCs and CONAs); COMELEC Rules of Procedure (e.g., Rule 23 summary proceedings); Rules of Court (Rule 64 certiorari). The Court applied settled distinctions among COMELEC’s administrative, quasi‑legislative and quasi‑judicial functions as developed in prior jurisprudence cited in the ponencia.
Factual Background Essential to the Dispute
Two allegedly valid CONAs from the same party were received by COMELEC for the same elective office. Senator Lacson, by formal letter and notarized certification, disavowed the CONA in favor of Ayson and affirmed Navarro as the party’s candidate. Navarro then withdrew and designated Aggabao as substitute. Despite Lacson’s communications, the COMELEC Law Department treated the situation as multiple nominations by one party, declared the affected persons independent candidates, and denied substitution for Aggabao.
Initial COMELEC Determinations and Ballot Effects
The Law Department’s Document No. 21‑3973 (Nov. 10, 2021) deemed Navarro independent under Section 15 of Resolution No. 10717 because Partido Reporma had purportedly nominated more than the number of allowed candidates for the mayoralty. The COMELEC En Banc (Document No. 21‑7467, Dec. 22, 2021) maintained that position and denied due course to Aggabao’s substitution; the certified list of candidates (Dec. 23, 2021) listed Ayson as an independent mayoral candidate and Navarro under vice‑mayor, while Aggabao’s name did not appear as mayor. Aggabao’s motion for reconsideration was denied in Document No. 22‑0176 (Jan. 5, 2022), the COMELEC characterizing certain pleadings as prohibited.
Petitioners’ Claims and Relief Sought
Petitioners filed a certiorari under Rule 64, alleging grave abuse of discretion: (1) denial of due process because Aggabao’s substitution was denied without Division proceedings; (2) incorrect application of Section 15 because Partido Reporma did not properly nominate more than one candidate (Ayson’s CONA was disavowed and allegedly fake); and (3) entitlement to substitution under the Omnibus Election Code and Resolution No. 10717. Petitioners sought nullification of the three COMELEC documents and injunctive relief to prevent exclusion from the ballot.
COMELEC’s Position and Operational Defense
COMELEC maintained it performed ministerial duties when it received and acknowledged the COCs and notarized CONAs, which enjoy a presumption of regularity. It relied on Section 15 of Resolution No. 10717 to declare multiple nominees independent and on Sections 77 (OEC) and 40 (Resolution No. 10717) to deny substitution of independent candidates. COMELEC also explained it could not comply with the Court’s TRO in practice because ballot generation and printing were already in advanced stages after the January 9, 2022 cut‑off, rendering compliance technically impossible without jeopardizing the conduct of the elections.
Jurisdictional and Functional Framework for COMELEC Action
The Court emphasized COMELEC’s tripartite nature of powers: administrative (receiving and acknowledging COCs/CONAs), quasi‑legislative (rulemaking), and quasi‑judicial (deciding pre‑proclamation controversies and election contests) as anchored in Article IX‑C. The ministerial duty to receive COCs/CONAs exists under OEC Sec. 76 and Resolution No. 10717 Sec. 32, but when facts beyond the face of documents are contested, COMELEC must exercise quasi‑judicial functions—investigating, receiving evidence, holding hearings, and deciding in Division first with En Banc review on reconsideration as required by the Constitution and COMELEC’s procedural rules.
Mootness of the Primary Relief and Exception Invoked
Because the May 9, 2022 elections were concluded and a mayor proclaimed, the petition’s practical relief (admission of Aggabao’s COC and inclusion on the ballot) became moot. The Court nonetheless invoked the exception for issues capable of repetition yet evading review and for matters requiring controlling principles: the dispute involved recurring procedural deficiencies and substantial public interest touching on electoral integrity and due process, warranting judicial resolution despite mootness.
Court’s Analysis Following Senator Lacson’s Disavowals
The Court held that once Senator Lacson formally disavowed Ayson’s CONA and demanded correction, a bona fide legal controversy arose that required COMELEC to go beyond ministerial receipt. This controversy implicated conflicting claims of endorsement and demanded quasi‑judicial treatment: notice, opportunity to be heard, reception and weighing of evidence, and a Division determination. The COMELEC’s failure to refer the matter to a Division for adjudication meant it neglected its quasi‑judicial duties.
Due Process Requirements and Relevant Precedents
The ponencia relied on established precedents (e.g., Bedol, Cipriano, Francisco, Engle, Bautista, Cerafica) to reiterate that denial of due course to, or cancellation of, a COC ordinarily entails quasi‑judicial functions and must be heard and decided by a COMELEC Division, with En Banc consideration only on reconsideration. The Law Department’s recommendations are not binding; the En Banc acting without prior Division proceedings or summary hearing in the face of contested facts violates due process.
Finding of Grave Abuse of Discretion
The Court found COMELEC committed grave abuse of discretion by (a) accepting the Law Department’s approach without conducting hearings when confronted with Lacson’s disavowals and (b) effectively depriving petitioners and the political party of the opportunity to establish the party’s endorsed candidate. The lack of adjudicative proceedings denied petitioners procedural due process and deprived the electorate of a fully adjudicated choice.
Relief Granted and Disposition of Assailed Documents
The
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Procedural Posture
- Petition for certiorari under Rule 64 of the Rules of Court filed by Giorgidi B. Aggabao and Amelita S. Navarro seeking nullification of three COMELEC Law Department documents and injunctive relief to prevent exclusion from the ballot.
- Assailed documents: Document No. 21-3973 (dated November 10, 2021) declaring Navarro an independent candidate; Document No. 21-7467 (dated December 22, 2021) denying Aggabao’s Certificate of Candidacy (COC) as substitute candidate for Navarro; Document No. 22-0176 (dated January 5, 2022) denying Aggabao’s motion for reconsideration.
- Petitioners sought inclusion of Aggabao as substitute candidate on the ballot and requested temporary restraining order (TRO) / writ of status quo ante.
- Supreme Court issued TRO on January 25, 2022 enjoining COMELEC from enforcing Document No. 21-7467 pending comment and further order.
- After submissions and manifestations, Supreme Court en banc rendered decision partly granting the petition, nullifying the three assailed documents, declaring petitioners’ prayer to admit Aggabao’s COC as substitute moot, and noting and accepting COMELEC’s explanation regarding noncompliance with TRO due to election preparations.
Facts — Filings, CONAs, and Letters
- October 4, 2021: Amelita S. Navarro filed a COC for Mayor of Santiago City, Isabela, indicating nomination by Partido para sa Demokratikong Reporma (Partido Reporma) and attaching a notarized Certificate of Nomination and Acceptance (CONA) dated September 23, 2021 signed by Senator Panfilo M. Lacson (Chairperson of Partido Reporma).
- October 8, 2021: Christopher G. Ayson filed a COC for the same mayoralty post, likewise declaring nomination by Partido Reporma and submitting a CONA of the same date and allegedly signed by Senator Lacson.
- November 6, 2021: Senator Lacson sent a letter and attached notarized certification to COMELEC Law Department disavowing any CONA issued in favor of Ayson and stating that, for the May 9, 2022 elections, Navarro was the official Partido Reporma candidate for Mayor of Santiago City; he requested correction of COMELEC’s Certified List of Candidates.
- November 9, 2021: Navarro withdrew her mayoral COC and opted to run for Vice-Mayor; she declared in her Statement of Withdrawal that she would be substituted by Aggabao (a member of Partido Reporma).
- November 9, 2021: Aggabao filed COC as substitute candidate for Mayor and attached CONA dated November 8, 2021 signed by Senator Lacson indicating he was the official Partido Reporma candidate in lieu of Navarro.
COMELEC Actions and Documents
- Document No. 21-3973 (November 10, 2021): COMELEC Law Department informed Navarro that she was deemed an independent candidate pursuant to Section 15 of COMELEC Resolution No. 10717 because Partido Reporma nominated two candidates for the same elective post exceeding allowed number — therefore all nominations denied due course and nominees declared independent.
- Document No. 21-7467 (December 22, 2021) reflecting COMELEC En Banc disposition: noted Navarro’s COC as withdrawn effective November 9, 2021; maintained Navarro as independent under Section 15 of Resolution No. 10717; concluded that COC of Aggabao as substitute cannot be given due course.
- Document No. 22-0176 (January 5, 2022): denied Aggabao’s motion for reconsideration; COMELEC reiterated that both Ayson and Navarro were independent candidates and held that Aggabao’s motion was a prohibited pleading under Rule 13, Section 1(d) of COMELEC Rules of Procedure.
- Certified List of Candidates posted December 23, 2021: Navarro listed under Vice Mayor (Partido Reporma) and not under Mayor; Ayson included as Independent candidate for Mayor; Aggabao’s name not included for Mayor.
Petitioners’ Core Allegations and Reliefs
- Petitioners charged COMELEC and its Law Department with grave abuse of discretion by:
- Declaring Navarro an independent candidate despite Partido Reporma’s disavowal of Ayson’s CONA.
- Denying Aggabao’s substitution as Navarro’s substitute candidate without affording due process or prior proceedings before any COMELEC Division.
- Requested reliefs: nullification of the three assailed COMELEC documents; admission of Aggabao’s COC as substitute and inclusion on the ballot; TRO / writ of status quo ante to prevent exclusion pending final resolution.
COMELEC’s Position and Explanation
- COMELEC maintained it received two separate COCs with CONAs from Partido Reporma for the same mayoralty position (Navarro and Ayson) and therefore pursuant to Section 15, both were declared independent.
- COMELEC invoked ministerial duty under Section 76 of the Omnibus Election Code (OEC) and Section 32 of COMELEC Resolution No. 10717 to receive and acknowledge COCs and CONAs filed in due form; it accorded presumption of regularity to Ayson’s notarized CONA.
- COMELEC argued substitution for independent candidates is disallowed under Section 40 of Resolution No. 10717 and Section 77 of the OEC, hence Aggabao could not validly substitute Navarro once she was deemed independent.
- COMELEC explained noncompliance with the TRO by reference to an operational cut-off: January 9, 2022 was the date of generation of final ballot face templates and preparatory timelines (generation of final ballot face templates January 9; loading finalized list in EMS January 15; generation of serialized machine-readable ballots January 15). TRO received January 25, 2022, after those preparatory activities commenced; COMELEC asserted technical impossibility to comply without jeopardizing timely conduct of elections and thus treated matters as fait accompli.
Legal Provisions and Rules Applied
- COMELEC Resolution No. 10717:
- Section 15 (Allowed Number of Nominations): party not allowed to nominate more candidates than number to be voted for; excessive nominations result in denial of all nominations and declaration of aspirants as independent candidates.
- Section 32 (Ministerial duty to receive and acknowledge COC/CONA): Receiving Officer must receive and acknowledge if f