Title
Unilever Philippines, Inc. vs. Tan
Case
G.R. No. 179367
Decision Date
Jan 29, 2014
NBI seized counterfeit shampoo from Paul D. Tan's office and warehouse. DOJ and CA dismissed charges, but SC ruled probable cause existed, ordering prosecution for unfair competition.
A

Case Digest (G.R. No. 180705)

Facts:

  • Background and Initiation of Investigation
    • On January 17, 2002, NBI agents applied for search warrants to investigate premises allegedly connected to Michael Tan a.k.a. Paul D. Tan.
    • The subjects of the search were:
      • A warehouse located on Camia Street, Marikina City.
      • An office on the 3rd floor of Probest International Trading Building, Katipunan Street, Concepcion, Marikina City.
    • The application alleged that the respondent had in his possession counterfeit Unilever shampoo products, in violation of Section 168 (in relation to Section 170) of R.A. No. 8293 (the Intellectual Property Code of the Philippines).
  • Issuance of Search Warrants and Seizure of Evidence
    • Judge Antonio M. Eugenio, Jr. of the Regional Trial Court of Manila, Branch 1, on the same day, granted the search warrants (Search Warrant Nos. 02-2606 and 02-2607).
    • Execution of the warrants by the NBI led to the seizure of various items:
      • From the office:
        • Assorted sachets of Creamsilk Hair Conditioner in different colors (White, Blue, Green, Black).
        • Sachets of Vaseline Amino Collagen Shampoo and Sunsilk Nutrient Shampoo in multiple variants (Pink, Blue, Orange, Green).
        • One box of assorted commercial documents.
      • From the warehouse:
        • 372 boxes each containing six cases of Sunsilk Nutrient Shampoo.
        • 481 boxes each containing six cases of Creamsilk Hair Conditioner.
  • Filing of Criminal Complaint and Respondent’s Counter-Affidavit
    • The NBI forwarded the evidence and filed a criminal complaint with the DOJ (docketed as I.S. No. 2002-667) for violation of R.A. No. 8293.
    • The respondent countered by asserting:
      • His identity as “Paul D. Tan” rather than “Michael Tan.”
      • That he was engaged in the sale of leather goods under Probest International Trading, not in the trade of counterfeit shampoo products.
      • That the seized sachets from his office were for personal consumption.
      • That he did not operate the warehouse where additional products were found.
      • That there was no prima facie evidence showing his direct involvement in the alleged offense.
  • DOJ Proceedings and Subsequent Developments
    • On December 18, 2002, State Prosecutor Melvin J. Abad issued a resolution dismissing the complaint due to insufficiency of evidence.
      • The dismissal was based on:
        • Lack of evidence tying the respondent directly to the offense.
        • Inadequate proof of ownership of the warehouse.
        • Insufficient basis to support a probable cause for unfair competition.
    • A motion for reconsideration was filed but was denied by a resolution dated June 5, 2003.
    • The petitioner subsequently filed a petition for review with the DOJ which was dismissed by Acting Secretary of Justice Merceditas N. Gutierrez in the March 16, 2004 resolution.
    • The petitioner then elevated the matter to the Court of Appeals (CA) via a Rule 65 petition for certiorari on October 19, 2004, alleging grave abuse of discretion by the Acting Secretary of Justice.
    • The CA, in its June 18, 2007 decision and subsequent August 16, 2007 resolution, dismissed the petition on the grounds that:
      • The petitioner failed to establish facts constituting unfair competition under R.A. No. 8293.
      • There was insufficient evidence to demonstrate the respondent’s direct participation in the offense.
  • Evidentiary Basis and Subsequent Developments
    • Evidence collected comprised:
      • The results of the NBI search at both locations.
      • Affidavits (notably by Elmer Cadano and Rene Baltazar).
      • Testimonies of Unilever’s representatives and laborers at the warehouse.
      • Corroborative evidence such as photographs, commercial documents, and a joint affidavit by NBI operatives.
    • Later, reports surfaced (October 2005) indicating the respondent had resumed operations involving counterfeit Unilever products, bolstered by another seizure of a large quantity of such products in Antipolo City.
    • Despite these substantial facts, the CA had overlooked some of these evidentiary elements in reaching its decision.

Issues:

  • Whether the Court of Appeals committed reversible error by upholding the Acting Secretary of Justice’s dismissal of the complaint for lack of probable cause.
    • Whether the evidence on record sufficiently demonstrated that the respondent committed unfair competition under R.A. No. 8293.
    • Whether the failure to prove the respondent’s ownership of the warehouse should preclude a finding of probable cause, considering the other corroborative evidence.
    • Whether significant evidentiary materials, including multiple affidavits and physical evidence, were improperly disregarded by the CA.

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

Analyze Cases Smarter, Faster
Jur helps you analyze cases smarter to comprehend faster, building context before diving into full texts. AI-powered analysis, always verify critical details.