Title
Tupaz IV vs. Court of Appeals
Case
G.R. No. 145578
Decision Date
Nov 18, 2005
Corporate officers signed trust receipts; one assumed personal liability as guarantor, acquittal in estafa case did not extinguish civil liability.
A

Case Digest (G.R. No. 145578)

Facts:

  • Parties and Transaction
    • Petitioners Jose C. Tupaz IV (VP for Operations) and Petronila C. Tupaz (VP/Treasurer) were officers of El Oro Engraver Corporation, which had a contract to supply “survival bolos” to the Philippine Army.
    • To finance raw‐material purchases, they applied for two commercial letters of credit from the Bank of the Philippine Islands (BPI): LC No. 2-00896-3 (₱564,871.05) in favor of Tanchaoco Manufacturing Inc., and LC No. 2-00914-5 (₱294,000) in favor of Maresco Rubber Corp. Simultaneously, petitioners executed trust receipts undertaking to sell the goods and remit proceeds or return unsold goods by specified dates.
  • Default and Prosecution
    • After BPI paid the suppliers, petitioners failed to remit proceeds. Despite partial payments, BPI’s final demands (June 1983) went unheeded. BPI pressed estafa charges under Section 13, PD 115.
    • Informations were filed in January 1984 with RTC Makati; at trial petitioners were acquitted of estafa (July 1992) but held jointly and solidarily liable with El Oro for the unpaid balance (₱624,129.19 plus 18% interest, 10% attorney’s fees, expenses, costs). The Court of Appeals (Sept. 2000) affirmed; its denial of reconsideration followed in October 2000.

Issues:

  • Binding Personal Liability
    • Did petitioners contractually bind themselves personally for El Oro’s debts under the trust receipts?
  • Nature and Extinguishment of Liability
    • If personal liability exists, is it solidary with the corporation?
    • Does acquittal of estafa under PD 115 extinguish petitioners’ civil liability?

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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