Title
Traders Royal Bank vs. Court of Appeals
Case
G.R. No. 93397
Decision Date
Mar 3, 1997
A dispute over the transfer of Central Bank Certificate of Indebtedness (CBCI) No. D891, involving Filriters, Philfinance, and TRB, ruled invalid due to lack of consideration, non-compliance with regulations, and TRB's bad faith.

Case Digest (G.R. No. 93397)
Expanded Legal Reasoning Model

Facts:

  • Original issuance and initial assignment
    • CBCI No. D891, 4-year, 8th series, face value P500,000, issued by Central Bank of the Philippines.
    • On November 27, 1979, Filriters Guaranty Assurance Corp. (“Filriters”), as registered owner, executed a “Detached Assignment” conveying CBCI Nos. D890–D896 (aggregate P3,500,000) to Philippine Underwriters Finance Corp. (“Philfinance”), with written authorization for Central Bank to register the transfer.
  • Repurchase agreement and subsequent assignment
    • On February 4, 1981, Traders Royal Bank (“TRB”) paid P500,000 to Philfinance for CBCI No. D891 under a Repurchase Agreement, entitling Philfinance to repurchase at P519,361.11 on April 27, 1981.
    • Philfinance defaulted on repurchase; its checks were dishonored. On April 27, 1981, Philfinance executed a Detached Assignment of CBCI No. D891 to TRB, again authorizing Central Bank registration.
  • Judicial proceedings below
    • TRB filed a Rule 65 mandamus petition in RTC Manila, Branch 32, to compel Central Bank to register transfer; Central Bank counterclaimed for interpleader, impleading Filriters.
    • Filriters’ special defenses: CBCI was part of its required reserve investment under the Insurance Code; no board resolution or Insurance Commissioner clearance for assignments; absence of consideration; violation of CB Circular No. 769; assignment was a personal, simulated act of its officers.
    • RTC Decision (April 29, 1988) declared both assignments (Filriters→Philfinance and Philfinance→TRB) null and void; ordered Central Bank to disregard transfer and pay CBCI proceeds to Filriters; awarded costs and fees.
    • Court of Appeals affirmed (January 29, 1990), holding CBCI non-negotiable, assignments simulated, title defective, Philfinance acquired no rights to transfer.
    • TRB elevated the case to the Supreme Court via Petition for Review on Certiorari (G.R. No. 93397).

Issues:

  • Is CBCI No. D891 a negotiable instrument entitling TRB, as a holder in due course, to enforce payment free of prior defenses?
  • Were the assignments from Filriters to Philfinance and from Philfinance to TRB valid under applicable law and Central Bank Circular No. 769?
  • Can the corporate veil between Filriters and Philfinance be pierced to treat TRB’s payment to Philfinance as payment to Filriters?

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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