Title
People vs. Sandiganbayan
Case
G.R. No. 185729-32
Decision Date
Jun 26, 2013
Fraudulent tax credit certificates issued to JAM Liner, Inc. led to charges against its president, Homero Mercado, and DOF officials. Despite immunity agreements, Sandiganbayan denied Mercado’s discharge as a state witness. Supreme Court overturned, upholding Ombudsman’s authority and necessity of Mercado’s testimony.

Case Digest (G.R. No. 147188)
Expanded Legal Reasoning Model

Facts:

  • Background of the Case
    • In 1996, two fraudulent Tax Credit Certificates (TCCs) were issued in favor of JAM Liner, Inc.
      • Tax Credit Certificate 7711 amounted to ₱7,350,444.00 for domestic capital equipment that did not qualify for the credit.
      • Tax Credit Certificate 7708 amounted to ₱4,410,265.50 for the purchase of six Mitsubishi buses.
    • The investigation into these TCCs was undertaken by the Presidential Task Force 156, created by then-President Joseph E. Estrada, due to allegations of fraud in the tax credit scam.
  • Parties Involved
    • Principal respondent: Homero A. Mercado, President of JAM Liner, Inc.
    • Other respondents:
      • Antonio A. Belicena
      • Uldarico P. Andutan, Jr.
      • Raul C. De Vera
      • Rosanna P. Diala
    • These co-accused were Department of Finance (DOF) officials assigned at the One-Stop Shop Inter-Agency Tax Credit and Drawback Center.
  • State Witness and Immunity Proceedings
    • Mercado, seeking to testify against the alleged criminal syndicate behind the scam, applied for immunity from prosecution under the DOJ’s witness protection program in 2000.
    • On June 5, 2000, his application was favorably acted upon and immunity was granted by the DOJ.
    • Despite this, the Office of the Ombudsman, having jurisdiction over the matter, charged him and his co-accused with:
      • Violations of Section 3(j) of Republic Act No. 3019
      • Two counts of falsification under Article 171, paragraph 4, of the Revised Penal Code
  • Immunity Agreement and Subsequent Motions
    • Mercado later filed a motion for reconsideration/reinvestigation before the Ombudsman, citing his immunity as a state witness.
    • On September 4, 2003, the Ombudsman executed an Immunity Agreement with Mercado.
      • The agreement required Mercado to produce relevant documents and to testify in all pending cases (criminal, civil, and administrative) against the implicated parties.
    • The Ombudsman concurrently moved to discharge Mercado from the criminal information, relying on his immunity status as a state witness.
    • However, the Sandiganbayan, on April 30, 2008—and again on November 6, 2008 upon reconsideration—denied the motion to discharge Mercado, ruling that the requirements under Section 17, Rule 119 of the Rules of Criminal Procedure were not met.
  • Testimonies and Evidentiary Considerations
    • During the trial, Mercado testified regarding the inner workings of the fraudulent scheme:
      • He narrated an incident where Joseph Cabotaje, through the intercession of connections within the DOF One-Stop Shop, facilitated the approval of the TCCs.
      • His testimony provided details on the arrangements, including the fee structure and the overvaluation amounts observed on the certificates.
    • His affidavit and direct testimony were pivotal in outlining the chain of transactions and identifying the irregularities that had taken place during the issuance of the certificates.

Issues:

  • Central Issue
    • Did the Sandiganbayan gravely abuse its discretion by refusing to recognize the immunity granted by the Ombudsman to respondent Mercado?
    • Specifically, was it proper for the Sandiganbayan to decline the discharge of Mercado from the criminal information as a state witness, notwithstanding the grant of immunity by the Ombudsman?

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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