Title
Nordic Asia Limited vs. Court of Appeals
Case
G.R. No. 111159
Decision Date
Jul 13, 2004
Sextant Maritime defaulted on a loan secured by M/V "Fylyppa." Crewmen and manning agent filed claims; mortgagees intervened but failed to meet intervention requirements. Supreme Court upheld crewmen's claims, removed forum shopping finding.
A

Case Digest (G.R. No. 111159)

Facts:

  • Loan, mortgage security, and default
    • On May 26, 1981, Sextant Maritime, S.A. (Sextant) borrowed US$5,300,000 from petitioners Nordic Asia Limited (now known as DNC Limited) and Bankers Trust Company.
    • Sextant used the loan proceeds to purchase the vessel M/V Fylyppa.
    • As security, a First Preferred Mortgage over M/V Fylyppa was constituted in favor of petitioners.
    • Sextant defaulted on the loan.
    • Petitioners instituted extrajudicial foreclosure proceedings under P.D. 1521.
  • Concurrent collection case by crew and manning agent; arrest of vessel
    • On the same day petitioners instituted the extrajudicial proceedings, respondents Nam Ung Marine Co., Ltd. (manning agent) and twenty-seven (27) crew members filed a collection case before the Regional Trial Court of Manila (RTC).
    • The collection case sought to claim their preferred maritime liens under the Code of Commerce and P.D. 1521.
    • The claims included unpaid wages, overtime pay, allowances, and other benefits due to them for services on board M/V Fylyppa, and for manning and provisioning thereof.
    • Impleaded defendants were:
      • M/V Fylyppa (the vessel),
      • Maritime (the registered owner of the vessel),
      • P.V. Christensen Lines (time-charterer),
      • Theil Bolvinkel Shipping, A.S. (ship manager),
      • Jibfair Shipping (alleged local ship agent).
    • After filing the complaint, the manning agent and crewmen were able to cause the arrest of the vessel.
  • Petitioners’ intervention; counterbond; default; ex parte evidence
    • Upon learning of the collection case, petitioners filed with the RTC a motion for leave to intervene.
    • Petitioners alleged they held a mortgage over the vessel and that their intervention would only be to oppose respondents’ unfounded and grossly exaggerated claims.
    • After intervention was granted, petitioners discharged the attachment over the vessel by posting a counterbond.
    • Jibfair Shipping filed a motion to dismiss.
    • All other defendants failed to file responsive pleadings.
    • The RTC declared all defendants except Jibfair Shipping in default and directed respondents to present evidence ex-parte.
    • Respondents presented evidence in four separate hearings.
    • Petitioners, admitted as intervenors, did not attend any of the four hearings.
    • Petitioners later filed a motion to lift order of default and/or to expunge ex parte evidence.
  • RTC decision and awards; counterbond answerable
    • The RTC rendered a decision (rendered October 30, 1987).
    • The RTC ordered defendants to pay, among others:
      • the wages of the crewmen,
      • Nam Ung Marine Ltd.’s agency fees,
      • other expenses incurred for manning the vessel during its last voyage.
    • The RTC further ordered the counterbond posted by petitioners to answer for all the awards.
  • Appellate proceedings: Appeal Case and Certiorari Case
    • Petitioners appealed the RTC decision to the Court of Appeals.
    • The appeal was docketed as CA-G.R. CV No. 21343 (the Appeal Case).
    • Upon motion by respondents, the RTC issued an order of execution pending appeal.
    • Petitioners instituted a second action with the Court of Appeals to question the execution pending appeal.
    • The second case was docketed as CA-G.R. SP No. 13874 (the Certiorari Case).
    • The Certiorari Case was disposed of first by the Court of Appeals.
    • The Court of Appeals affirmed the order of execution pending appeal in all respects, except for the portion allowing immediate execution on:
      • moral damages,
      • attorneys fees,
      • litigation expenses,
      • interest,
      • on the ground that these cannot be...(Subscriber-Only)

Issues:

  • Right to intervene and sufficiency of the complaint-in-intervention
    • Whether petitioners’ complaint-in-intervention failed to state a cause of action for lack of ultimate facts.
    • Whether petitioners met the requisites for intervention, particularly:
      • legal interest in the matter in litigation; and
      • whether adjudication of the original parties’ rights would delay or prejudice the intervenor’s rights, or whether intervenor’s rights could be protected in a separate proceeding.
  • Forum shopping
    • Whether petitioners committed forum shopping by filing:
      • the Certiorari Case questioning the order of execution pending appeal; a...(Subscriber-Only)

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

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