Title
NBI vs. Microsoft Corp. vs. Hwang
Case
G.R. No. 147043
Decision Date
Jun 21, 2005
Microsoft sued Beltron for copyright infringement and unfair competition after terminating a licensing agreement; DOJ dismissed, but SC ruled in favor of Microsoft, finding probable cause.

Case Digest (G.R. No. 147043)

Facts:

  • Parties and Licensing Agreement
    • Petitioner Microsoft Corporation, a Delaware corporation, owns copyrights and trademarks on software such as Windows, MS-DOS, Office suite, etc.
    • Respondents include Beltron Computer Philippines, Inc. (Beltron) and Taiwan Machinery Display & Trade Center, Inc. (TMTC), plus their officers and stockholders.
  • Termination of Agreement
    • May 1993 (amended January 1994): Microsoft granted Beltron a nonexclusive license to reproduce/install one copy per customer system and to distribute object-code copies acquired from authorized replicators or distributors.
    • June 22, 1995: Microsoft terminated the Agreement for Beltron’s non-payment of royalties; post-termination obligations provided under Agreement Sec. 11.
  • Investigation and Test Buy
    • Microsoft engaged Pinkerton Consulting Services and the NBI.
    • November 10, 1995: NBI agent and PCS employee, posing as computer-shop representatives, purchased from respondents:
      • A CPU with pre-installed Microsoft Windows 3.1 and MS-DOS software.
      • Twelve CD-ROMs in Microsoft packaging (including “installer” CDs); none came with end-user license agreements, manuals, registration cards, or authenticity certificates.
    • Receipts: One for CPU/monitor labeled “T.M.T.C. (PHILS.) INC. BELTRON COMPUTER”; the CD-ROM receipt showed only a “Gerlie” delivery reference.
  • Search Warrants and Seizure
    • November 17, 1995: RTC Branch 23, Manila, issued two search warrants on Microsoft’s application.
    • NBI executed warrants at Beltron and TMTC premises, seizing hardware, accessories, and 2,831 CD-ROMs containing Microsoft software (plus other paraphernalia).
  • DOJ Preliminary Investigation
    • Microsoft and Lotus Development Corp. filed criminal complaints for:
      • Copyright infringement under PD 49 Sec. 5(A) in relation to Sec. 29.
      • Unfair competition under RPC Art. 189(1).
    • Respondents’ defenses included:
      • The dispute is civil (royalty collection), not criminal.
      • TMTC legitimately imported MS-DOS CDs from R.R. Donnelley (Singapore).
      • Only MS-DOS was pre-installed on the CPU.
      • Receipts did not establish source of CD-ROMs.
      • Some individuals are nominal stockholders only.
    • October 26, 1999 DOJ Resolution dismissed complaints for lack of merit and insufficient evidence; found no prima facie case; held matters of contract validity to be civil.
    • Subsequent motions for reconsideration (December 3, 1999) and appeals to DOJ Secretary (August 3, 2000; December 22, 2000) were denied.

Issues:

  • Whether Microsoft engaged in forum-shopping.
  • Whether the DOJ gravely abused its discretion in finding no probable cause for (a) copyright infringement and (b) unfair competition.

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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