Title
Floirendo, Jr. vs. Metropolitan Bank and Trust Co.
Case
G.R. No. 148325
Decision Date
Sep 3, 2007
A borrower challenged unilateral interest rate hikes by a bank, leading to foreclosure. The Supreme Court ruled the escalation clause void, emphasizing mutuality in contracts and fairness in loan agreements.

Case Digest (G.R. No. 181249)

Facts:

  • Parties and Background
    • Petitioner: Reynaldo P. Floirendo, Jr., president and chairman of Reymill Realty Corporation.
    • Respondent: Metropolitan Bank and Trust Company (Metrobank), Cagayan de Oro City Branch.
  • Loan and Security
    • March 20, 1996: Petitioner obtained ₱1,000,000 loan to infuse working capital; executed real estate mortgage over four parcels in Barangay Carmen, CDO City.
    • March 14, 1997 promissory note: interest fixed at 15.446% per annum for first 30 days “subject to upward/downward adjustment every 30 days thereafter,” penalty charge 18% per annum on unpaid principal; clause authorizing bank to unilaterally change rates “without advance notice” upon market or regulatory changes; consent to renewals/extensions with fees.
  • Events Leading to Litigation
    • From July 11, 1997 to May 21, 1998: Bank unilaterally increased interest monthly, reaching as high as 30.244%, prompting petitioner’s inability to pay. He negotiated renewal and paid arrears of interest (₱163,138.33).
    • Instead of renewing, bank filed foreclosure petition; RTC set auction for August 17, 1998. Petitioner filed Civil Case No. 98-476 on August 11, 1998 for reformation of mortgage and note, alleging contracts of adhesion and unconscionable, unilateral rate adjustments; sought TRO and preliminary injunction, which RTC granted.
  • Trial Court Proceedings
    • RTC Branch 39, CDO City:
      • Dismissed reformation complaint for lack of mistake, fraud or accident; upheld clear terms of promissory note and validity of escalation clause.
      • Dissolved injunction; ordered foreclosure sale.
    • RTC reasoning: escalation clauses valid in commercial loans (Llorin v. CA); mortgagee entitled to foreclose upon default (Estate Investment House v. CA). Motion for reconsideration denied May 2, 2001.

Issues:

  • Whether the mortgage contract and promissory note express the true agreement of the parties, or if reformation is warranted due to unilateral, unconscionable interest adjustments.
  • Whether the escalation clause allowing Metrobank to adjust interest rates monthly without petitioner’s consent violates the principle of mutuality of contracts (Art. 1308, Civil Code).
  • Whether the trial court erred in upholding the validity of the escalation clause and in permitting foreclosure without first reforming the instruments.

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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