Title
Supreme Court
Deutsche Bank AG vs. Commissioner of Internal Revenue
Case
G.R. No. 188550
Decision Date
Aug 19, 2013
Deutsche Bank AG Manila Branch sought a refund for overpaid Branch Profit Remittance Tax, claiming entitlement to a 10% rate under the RP-Germany Tax Treaty. The Supreme Court ruled in its favor, prioritizing treaty benefits over administrative requirements, and ordered a refund of PHP 22.56M.

Case Digest (G.R. No. 188550)
Expanded Legal Reasoning Model

Facts:

  • Parties and Tax Assessment
    • Deutsche Bank AG Manila Branch (petitioner) is a branch of Deutsche Bank AG, Germany, subject to Philippine tax laws.
    • The Commissioner of Internal Revenue (respondent) is the BIR official responsible for tax collection.
  • Branch Profits Remittance Tax (BPRT) Payment and Claim
    • On October 21, 2003, petitioner withheld and remitted PHP 67,688,553.51 to respondent as 15% BPRT on its 2002 and prior years’ Regular Banking Unit (RBU) net income of PHP 451,257,023.29, per Section 28(A)(5) of the 1997 NIRC.
    • Believing the 15% rate excessive under the RP-Germany Tax Treaty (10% preferential rate), petitioner on October 4, 2005:
      • Filed an administrative claim for refund or tax credit certificate in the amount of PHP 22,562,851.17.
      • Requested a confirmation from the BIR’s International Tax Affairs Division (ITAD) on entitlement to the 10% treaty rate.
  • Proceedings Before the Court of Tax Appeals
    • Petitioner filed a Petition for Review with the CTA Second Division on October 18, 2005, reiterating its refund claim of PHP 22,562,851.17.
    • CTA Second Division Decision (August 29, 2008):
      • Acknowledged payment of the PHP 67,688,553.51 BPRT and subsequent remittance of net profits to Germany.
      • Denied refund for failure to secure an ITAD ruling at least 15 days prior to the remittance transaction, in violation of Revenue Memorandum Order No. 1-2000 and precedent in Mirant (CTA EB No. 40).
    • CTA En Banc Resolution (January 14, 2009; affirmed May 29, 2009):
      • Affirmed Second Division, invoking stare decisis and the binding nature of prior minute resolutions in Mirant.
      • Rejected petitioner’s reliance on CBK Power relaxation of the 15-day requirement.
  • Petition for Review in the Supreme Court
    • Petitioner invoked Rule 45 to challenge CTA En Banc’s denial of its refund claim.
    • Main contention: RMO No. 1-2000’s 15-day prior-application rule is not a condition precedent to treaty benefits and cannot override the treaty’s plain language.

Issues:

  • Whether strict compliance with RMO No. 1-2000’s 15-day prior-application requirement is a mandatory condition precedent that, if not met, deprives a taxpayer of the benefit of a lower branch profits remittance tax rate under an applicable tax treaty.

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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