Case Summary (G.R. No. 190798)
Key Dates and Procedural Posture
Information filed October 11, 2001. Arraignments: Ronald and Bobot on May 9, 2002; Emilio on December 10, 2002. Pre-trial terminated April 23, 2003; trial commenced immediately thereafter. A critical hearing occurred on June 18, 2003 when prosecution witnesses Rodolfo and PO2 Sulit testified; petitioners’ court-appointed counsel failed to appear and the court deemed cross-examination waived, fined counsel and issued warrants/confiscated bonds for absentee accused. RTC rendered decision convicting petitioners on July 17, 2007. The Court of Appeals affirmed with modifications on September 25, 2009. The petition for review raised the sole issue of alleged deprivation of the right to counsel; the Supreme Court resolved the petition and modified damages and the sentence on appeal.
Facts — Prosecution Version
Prosecution witnesses, principally Rodolfo and his daughter Ruth and wife Salvacion, recounted a coordinated attack in the early morning of July 15, 2001. After Rodolfo made a comment about garbage in front of his house, members of the Ibañez family allegedly threw stones at him, hitting his forehead; he returned indoors, then emerged with a 2" x 2" piece of wood. Thereafter, he was struck on the head with a shovel by one accused, held by Ronald, and simultaneously stabbed in the abdomen by two others. Rodolfo lost consciousness and was subsequently treated first at Las Piñas District Hospital and later transferred to the Philippine General Hospital (PGH) where he underwent an exploratory laparotomy for multiple stab wounds and internal injuries. Prosecution produced the medico-legal certificate documenting multiple stab wounds to the epigastrium and left upper abdominal quadrant with internal injuries to the transverse colon (serosal), mesentery and left kidney; receipts totaling P2,174.80 were introduced for medical expenses and testimony indicated hospital confinement and surgical treatment.
Facts — Defense Version
Petitioners testified to a contrary account. Ronald claimed he was the initial victim of a stabbing by Rodolfo after attempting to pacify him and that he sought help at a police detachment; Ronald presented a photograph of a slipper and a balisong as supporting items. Bobot said he intervened to aid Ronald and was himself stabbed; in the struggle Bobot alleged that Rodolfo sustained an accidental abdominal wound and fled. Emilio asserted an alibi, claiming he was working overtime about one kilometer from the scene at the time of the incident. The defense offered medical certificates for Ronald and, later, for Bobot (the latter issued years after the incident). The defense asserted denial, alibi, and in Bobot’s purported position elements of self-defense or defense of another.
Representation in the Trial Court and Events Bearing on Right to Counsel
Multiple court-appointed counsel represented the accused at various stages. Atty. Colasito initially assisted Ronald and Bobot at arraignment; Atty. Manzano was appointed as counsel de oficio and appeared for petitioners in pre-trial but failed to appear at the June 18, 2003 hearing when two prosecution witnesses testified; the court deemed cross-examination waived, fined Atty. Manzano, ordered arrest/warrant actions and confiscated bonds where applicable. Subsequent counsel de oficio (Atty. Caneda, then Atty. Sindingan after others were relieved or recused) actively participated thereafter; petitioners were represented at subsequent hearings, cross-examinations and in presentation of defense evidence. Petitioners later contended they were deprived of their constitutional right to counsel because their counsel de oficio missed the June 18, 2003 hearing.
Trial Court Findings and Ruling
The RTC credited the positive, consistent, first-hand testimony of prosecution witnesses over the petitioners’ accounts and found the elements of frustrated homicide established. The RTC found conspiracy and a concerted attack resulting in multiple stab wounds that would have been fatal but for timely medical intervention. The court convicted Ronald, Emilio and Daniel (“Bobot”) Ibañez of frustrated homicide and sentenced them to prision mayor (minimum six years and one day to eight years as maximum under the trial court’s original disposition) and ordered indemnity for medical expenses (P2,174.80). The RTC emphasized credibility findings favoring prosecution witnesses, noting the defense accounts were self-serving and unsupported by third-party corroboration.
Court of Appeals Ruling
The Court of Appeals affirmed the conviction but modified the penalty range under the Indeterminate Sentence Law, imposing an indeterminate term with a minimum of six years prision correccional and a maximum of eight years and one day prision mayor. The CA also awarded P15,000 as temperate damages and P30,000 as moral damages to the victim.
Issue on Certiorari Presented to the Supreme Court
The sole issue raised before the Supreme Court was whether the petitioners were deprived of their constitutionally guaranteed right to counsel when their court-appointed counsel failed to appear at the June 18, 2003 hearing and the trial court deemed cross-examination of two prosecution witnesses waived.
Supreme Court Ruling — Right to Counsel: Legal Framework and Application
The Supreme Court applied the 1987 Constitution (Article III, Section 14) and the Revised Rules of Criminal Procedure (Rules 115 and 116) concerning the right to counsel and the duty of the court to appoint counsel de oficio. The Court reiterated that the right to counsel is fundamental and deprivation results in denial of due process only where the lack of counsel substantially prejudiced the defense. The Court examined the procedural history and concluded petitioners were represented by counsel de oficio throughout most of the proceedings; they had opportunity to be heard and to confront witnesses. The Court emphasized that the right to cross-examination is personal and may be waived expressly or impliedly; the essence is the opportunity, not necessarily the actual exercise, of cross-examination. The June 18, 2003 waiver of cross-examination resulted from counsel’s absence and from the absence of one accused (Ronald), which led to procedural consequences (warrant issuance and bond confiscation). Petitioners did not object to the presentation of testimony at that hearing nor seek relief from the June 18 order. The Court found no proof that counsel de oficio were negligent in protecting petitioners’ interests or that the single absence amounted to a total denial of counsel. Consequently, the Court held there was no deprivation of the constitutional right to counsel warranting nullification of the proceedings.
Supreme Court Ruling — Guilt and Elements of Frustrated Homicide
On the merits, the Supreme Court found the RTC and CA factual findings supported by substantial evidence and affirmed the conviction for frustrated homicide. The Court articulated the elements of frustrated homicide: (1) intent to kill manifested by use of deadly weapon; (2) victim sustained mortal wounds but death was prevented by causes independent of the accused (
...continue readingCase Syllabus (G.R. No. 190798)
Case Citation and Procedural Posture
- Supreme Court Decision reported at 779 Phil. 436, Third Division; G.R. No. 190798; decision date January 27, 2016; opinion penned by Justice Perez, J.; judgment received by the Office February 11, 2016.
- Appeal from the Court of Appeals decision in CA-G.R. CR. No. 31285 dated September 25, 2009, which affirmed with modification the July 17, 2007 Decision of the Regional Trial Court (RTC), Branch 255, Las Piñas City.
- RTC conviction of petitioners Ronald Ibaáez, Emilio Ibaáez and Daniel “Bobot” Ibaáez for the crime of frustrated homicide was affirmed by the CA with modification of penalty and damages; petitioners filed petition for review on certiorari raising denial of right to counsel as lone issue before the Supreme Court.
Charged Offense and Accusatory Allegations
- Information dated October 11, 2001 charged the accused, conspiring and confederating together and acting in common accord, with intent to kill and without justifiable cause, of attacking, assaulting, stoning, hitting with a spade and stabbing one Rodolfo M. Lebria, inflicting injuries and performing all acts of execution for homicide but failing to produce death due to timely and able medical assistance — hence frustrated homicide. (Quotations from the Information included in the record.)
- Co-accused Boyet and David Ibaáez were charged but remained at large.
Pre-trial Steps, Bail and Arraignment
- Each of the named petitioners posted bail of P24,000.00 and were released on bail.
- Arraignment: Ronald and Bobot on May 9, 2002; Emilio on December 10, 2002; all entered pleas of not guilty.
- Pre-trial terminated on April 23, 2003; trial on the merits commenced thereafter.
Factual Narratives — Two Conflicting Versions
- The records contain two materially conflicting accounts of the early morning incident of July 15, 2001: the prosecution’s version (victim’s account and corroborating witnesses) and the defense’s version (accused’s denials, claims of counterattack, alibi and self-defense).
Prosecution Version (Rodolfo and Corroborating Witnesses)
- Victim Rodolfo testified he had visitors who left at about 1:00 a.m.; after accompanying them outside and returning about thirty minutes later he noticed garbage in front of his house and made an utterance in the vernacular questioning why garbage was dumped there.
- Emilio and Boyet allegedly reacted angrily and threw stones, striking Rodolfo twice on the forehead. Rodolfo went inside to cleanse blood, emerged with a 2" x 2" piece of wood, and was then unexpectedly struck on the head with a shovel by David.
- Ronald allegedly held Rodolfo down while Boyet and Bobot stabbed him in the abdomen; Rodolfo fell, lost consciousness, later awoke at Las Piñas District Hospital and was transferred to Philippine General Hospital (PGH) for surgery.
- At PGH, Rodolfo underwent exploratory laparotomy (standard surgery in abdominal trauma cases), was confined for nine days, and records indicate hospital expenses of P30,000.00.
- Prosecution presented corroborative witnesses: daughter Ruth Ann Lebria (Ruth) who testified she witnessed the incident and matched Rodolfo’s sworn declarations, and Salvacion Lebria (Rodolfo’s wife) who confirmed the beating and stabbing and produced receipts totaling P2,174.80 for medical expenses.
- Medico-legal certificate from PGH showed multiple stab wounds in the abdomen; medico-legal findings included internal injuries to the transverse colon (serosal), mesentery and left kidney.
Defense Version (Accused’s Account, Denial, Alibi, Self-Defense)
- Ronald denied being an aggressor; he claimed Rodolfo was the attacker and that on hearing Rodolfo shouting about 2:00 a.m. he attempted to pacify him. He alleged Rodolfo destroyed a relative’s bicycle and stabbed Ronald on the right arm; Bobot allegedly came to assist but was stabbed by Rodolfo; a struggle over the knife ensued and Rodolfo accidentally sustained an abdominal wound and fled.
- Ronald presented a photograph taken the day after the incident showing a slipper purportedly belonging to Rodolfo and a balisong as supporting evidence.
- Bobot testified he rushed out after hearing Ronald shout, was stabbed twice by Rodolfo, struggled for the knife and that Rodolfo ran away; Bobot asserted he did not act as aggressor but defended himself.
- Emilio invoked denial and alibi: he claimed to have been working overtime as a laborer in Moonwalk, Las Piñas City (about one kilometer from the scene) on the date and time of the incident and denied throwing stones.
- Defense furnished medical certificates: a July 15, 2001 certificate from Dr. Ma. Cecilia Leyson (Ospital ng Maynila) noting lacerations and hematoma on Ronald but with no knowledge of how injuries occurred; a March 20, 2006 certificate from Dr. Renato Borja (Parañaque Community Hospital) for Bobot indicating wounds on head and chest possibly caused by a sharp instrument.
Witnesses and Documentary Evidence Presented
- Prosecution: Victim Rodolfo (direct testimony), PO2 Sulit (investigating officer who took statements and endorsed complaint to City Prosecutor), Ruth and Salvacion as eye-witnesses, medico-legal certificate and hospital records from PGH, receipts of P2,174.80 submitted by Salvacion.
- Defense: Testimonies of Ronald, Bobot, Emilio; two medical certificates (Dr. Leyson and Dr. Borja); a photograph purportedly showing a slipper and a balisong.
Petitioners’ Representation in Trial Court — Chronology of Counsel de Officio
- Arraignment: Ronald and Bobot were assisted by Atty. Bibiano Colasito as counsel de oficio for that occasion.
- Emilio’s arraignment and pre-trial appearances were with Atty. Antonio Manzano, appointed counsel de oficio for all accused; Atty. Manzano appeared at pre-trial and was informed trial for presentation of prosecution evidence set for June 18, 2003.
- On June 18, 2003, Rodolfo and PO2 Sulit completed testimony; Atty. Manzano failed to appear despite notice, and Ronald was personally absent from that hearing. RTC issued June 18, 2003 Order deeming cross-examination of the two witnesses waived, fined Atty. Manzano P2,000.00, ordered warrant for Ronald’s arrest for failure to appear and confiscated Ronald’s bond, and directed bondsman to produce Ronald within 30 days or show cause; the court also directed authorities to explain why warrants against Boyet and David remained unimplemented.
- Atty. Manzano withdrew; on September 3, 2003 Atty. Gregorio Caneda, Jr. was appointed counsel de oficio, cross-examined Ruth and sought to continue cross-examination; September 17, 2003 hearing saw absence of Bobot and Emilio prompting warrants and confiscation of their bonds; Atty. Caneda continued attending most hearings but was relieved at his request on November 5, 2003.
- February 10, 2004: Atty. Ma. Teresita C. Pantua of the Public Attorney’s Office was appointed but her designation was recalled when she manifested prior assistance to the victim; Atty. Juan Sindingan was then appointed and represented petitioners thereafter.
- With Atty. Sindingan, all three petitioners finally appeared on May 5, 2005; Atty. Sindingan conducted cross-examination of Salvacion and presented defense evidence. Memorandum filed by Atty. Sindingan for petitioners; prosecution filed no memorandum. Case submitted for decision.
RTC Ruling and Reliefs Ordered
- RTC found petitioners Ronald Ibaáez, Emilio Ibaáez and Daniel “Bobot” Ibaáez guilty beyond reasonable doubt of frustrated homicide.
- RTC sentenced each to imprisonment of six (6) years and one (1) day of prision mayor (minimum) up to eight (8) years of prision mayor (maximum), and ordered payment of P2,174.80 to private complainant Rodolfo Lebria for actual medical expenses; costs de officio.
- Petitioners’ motion for reconsideration to RTC denied on October 11, 2007.