Case Summary (G.R. No. 194139)
Key Dates and Procedural Milestones
May 10, 2010: Automated elections held. May 14, 2010: Canvass completed and Cagas proclaimed governor. May 24, 2010: Bautista filed electoral protest. June 22, 2010: Petitioner filed answer raising special affirmative defenses. August 13, 2010: COMELEC First Division denied petitioner’s special affirmative defenses (first assailed order). October 7, 2010: COMELEC First Division denied motion for reconsideration (second assailed order). Thereafter, petitioner directly filed a petition for certiorari with the Supreme Court under Rule 64.
Applicable Law and Governing Constitutional Provision
Applicable constitution: 1987 Philippine Constitution (decision date post-1990). Governing constitutional provision: Section 7, Article IX (now Article IX-C) which prescribes that each constitutional commission’s decisions, orders, or rulings may be brought to the Supreme Court on certiorari only as provided, and establishes that review is generally of final decisions, orders or resolutions of the commission en banc. Relevant COMELEC instruments: COMELEC Resolution No. 8804 (COMELEC Rules of Procedure on Disputes in an Automated Election System) — notably Rule 6 (Section 7 and Section 9) and Rule 19 (Section 2), and COMELEC Rules of Procedure (Rule 3, Sections 2 and 5), as well as the Rules of Court provisions on certiorari (Rule 64, formerly Rule 65).
Factual and Procedural Background Before the COMELEC
Bautista filed an initiatory petition alleging specific electoral irregularities; the case was raffled to the COMELEC First Division. In his answer, Cagas asserted special affirmative defenses that Bautista failed to make the required cash deposit timely and did not render a detailed specification of the acts or omissions complained of, as required by Resolution No. 8804. The First Division examined the protest and found that Bautista had paid P100,000 on June 3, 2010 (O.R. No. 1118105) and that paragraphs 9–28 of the initiatory petition set forth the specific details of the acts and omissions complained of, amounting to substantial compliance with Resolution No. 8804’s requirements.
COMELEC First Division Orders and Rationale
August 13, 2010 order: The First Division denied Cagas’s special affirmative defenses, concluding that Bautista’s June 3 payment constituted substantial compliance with the cash deposit requirement (considering Section 9(e), Rule 6 of Resolution No. 8804) and that the initiatory petition essentially complied with the requirement for a detailed specification of acts or omissions (Section 7(g), Rule 6). October 7, 2010 order: The First Division denied Cagas’s motion for reconsideration, reasoning that the August 13 order was interlocutory and the allegations in the protest substantially complied with COMELEC rules and warranted opening ballot boxes; it further denied certification to the COMELEC en banc because interlocutory orders of a division do not dispose of the case with finality (Section 5(c), Rule 3 of COMELEC Rules of Procedure).
Petitioner’s Contentions in the Supreme Court Petition
Cagas contended that the COMELEC committed grave abuse of discretion amounting to lack or excess of jurisdiction by refusing to summarily dismiss Bautista’s protest for insufficiency in form and content under Section 9, Rule 6 of Resolution No. 8804. He argued that the protest failed to: (a) specify how irregularities affected election results, (b) identify precincts using alleged pre-shaded bogus ballots, (c) identify precincts where PCOS machines failed to account votes favoring Bautista, and (d) allege with particularity the number of additional votes Bautista would receive per ground protested. He characterized the protest as a fishing expedition and invoked Roque, Jr. v. COMELEC to argue that challenges to automated systems without particularized allegations should be insufficient.
Respondents’ and OSG’s Position
The Office of the Solicitor General and Bautista argued that COMELEC has the authority and discretion to determine the sufficiency of allegations in an election protest and that the First Division acted within its discretion. They further contended that the assailed orders were interlocutory and not proper subjects of a certiorari petition to the Supreme Court, and that the petitioner had adequate remedies before the COMELEC en banc or in the ordinary course of law.
Jurisdictional Issue Raised and Controlling Rule
The central jurisdictional question was whether the Supreme Court could entertain a petition for certiorari directly assailing interlocutory orders of a COMELEC Division. The Court applied Section 7, Article IX of the 1987 Constitution, which limits Supreme Court certiorari review to decisions, orders, or rulings of each commission, implying review lies to final decisions or resolutions of the COMELEC en banc and not interlocutory Division orders. The Court reiterated precedent that a petition for certiorari is improper where a motion for reconsideration and en banc review are available, as the Rules of Court require exhaustion of plain, speedy, and adequate remedies.
Precedent and the Exception Doctrine
The Court reviewed precedents including Ambil v. COMELEC, which emphasizes that certiorari lies against final en banc COMELEC decisions and that interlocutory orders of a division should be first addressed within the COMELEC procedural framework. The Court acknowledged the Kho v. COMELEC exception: where an interlocutory order of a division is issued without jurisdiction, in excess of jurisdiction, or with grave abuse amounting to lack or excess of jurisdiction, and where the COMELEC en banc is not the proper forum fo
...continue readingCase Syllabus (G.R. No. 194139)
Case Caption, Citation and Procedural Posture
- Full citation: 679 Phil. 640 EN BANC [G.R. No. 194139, January 24, 2012].
- Petition: Petition for certiorari brought under Rule 64 of the Rules of Court (challenging interlocutory COMELEC Division orders).
- Parties: Douglas R. Cagas (petitioner/protestee) v. Commission on Elections (COMELEC) and Claude P. Bautista (respondent/protestant).
- Relief sought in the Supreme Court: Certiorari to annul the COMELEC First Division orders dated August 13, 2010 (denying petitioner's special affirmative defenses) and October 7, 2010 (denying motion for reconsideration).
- Outcome in the Supreme Court: Petition for certiorari dismissed for lack of merit.
Factual Background (Antecedents)
- The contest: Petitioner and respondent contested the position of Governor of Davao del Sur in the May 10, 2010 automated national and local elections.
- Official canvass and proclamation: Rapid transmission led to completion of canvassing by May 14, 2010; petitioner (Douglas R. Cagas) was proclaimed winner with 163,440 votes; Bautista received 159,527 votes.
- Protest filed: Bautista filed an electoral protest on May 24, 2010—EPC No. 2010-42—alleging fraud, anomalies, irregularities, vote-buying and violations of election laws, rules and resolutions.
- Assignment: The protest was raffled to the COMELEC First Division.
Procedural History at the COMELEC Division
- Petitionee’s answer and affirmative defenses: Petitioner filed an answer on June 22, 2010, raising special affirmative defenses that (a) Bautista failed to make the requisite cash deposit on time; and (b) Bautista failed to render a detailed specification of the acts or omissions complained of.
- COMELEC First Division Order (August 13, 2010): Denied the protestee’s special affirmative defenses, concluding:
- Protestant paid the cash deposit of P100,000.00 on June 3, 2010 as evidenced by O.R. No. 1118105.
- Paragraphs 9 to 28 of the initiatory petition set forth specific details of the acts and omissions complained of.
- Payment on June 3, 2010 constituted substantial compliance with COMELEC Resolution No. 8804 (with regard to Section 9(e), Rule 6).
- Protestant essentially complied with Section 7(g), Rule 6 of Resolution No. 8804.
- Motion for Reconsideration (filed by petitioner): Argued the August 13 order did not discuss whether the protest specified alleged irregularities as required by Section 2, paragraph 2, Rule 19 of Resolution No. 8804 and contravened Section 7(g), Rule 6 of Resolution No. 8804 requiring detailed specification.
- Grounds advanced in motion to certify to COMELEC en banc: Relied on Section 1, Section 5, and Section 6, all of Rule 20 of COMELEC Resolution No. 8804 to request certification to the en banc.
- COMELEC First Division Order (October 7, 2010): Denied the motion for reconsideration for failure to show the August 13 order was contrary to law and denied prayer to elevate matters to the COMELEC en banc because the August 13 order was interlocutory and did not dispose of the case with finality (citing Section 5(c), Rule 3 of the COMELEC Rules of Procedure).
Specific Legal and Rule Citations Relied On by Parties and the Division
- COMELEC Resolution No. 8804 (In Re: COMELEC Rules of Procedure on Disputes in an Automated Election System in connection with the May 10, 2010 Elections):
- Rule 6, Section 7(g): Requires “a detailed specification of the acts or omissions complained of showing the electoral frauds, anomalies or irregularities in the protested precincts.”
- Rule 6, Section 9(e): (referenced in relation to the cash deposit requirement and substantial compliance).
- Rule 19, Section 2, paragraph 2: Procedure in Making Decisions—every decision shall “express therein clearly and distinctly the facts and the law on which it is based.”
- Rule 20, Sections 1, 5, 6: Provisions referenced on certification to the COMELEC en banc and the duties relating to motions for reconsideration.
- COMELEC Rules of Procedure (1993): Section 1, Rule 6 cited for the former standard requiring “a concise statement of the ultimate facts” in initiatory petitions.
- COMELEC Rules of Procedure (Section 5(c), Rule 3): Any motion to reconsider decided by the en banc except motions on interlocutory orders of the division which shall be resolved by the division which issued the order (cited by the First Division).
- Constitution: Article IX, Section 7, 1987 Constitution—text reproduced and applied in analysis.
Petitioner’s Contentions Presented to the Supreme Court
- Main contention: COMELEC committed grave abuse of discretion amounting to lack or excess of jurisdiction in refusing to dismiss Bautista’s protest for insufficiency in form and content.
- Specific inadequacies alleged in the protest:
- Failure to specifically state how alleged irregularities and anomalies affected the election results.
- Failure to indicate in which protested precincts “pre-shaded bogus ballots” were used.
- Failure to identify precincts where PCOS machines allegedly failed to accurately account for votes for Bautista.
- Failure to allege with particularity how many additional votes Bautista would obtain for each ground protested.
- Characterization of Bautista’s protest: Asserted it was a fishing expedition, especially inappropriate given automated elections.
- Reliance on precedent: Cited Roque, Jr. v. Commission on Elections for the proposition that the Court took judicial notice of the accuracy and reliability of PCOS machines and CCS computers, making allegations of massive errors insufficient grounds to entertain defective election protests.
Respondents’ Contentions (COMELEC and Bautista) and Office of the Solicitor General
- COMELEC and Bautista’s position: COMELEC has authority to determine the sufficiency of an election protest’s allegations; the COMELEC First Division acted within its discretion.
- OSG position: The assailed Division orders are interlocutory and therefore not proper subjects of a petition for certiorari in the Supreme Court; certiorari does not