Title
Batac, Jr. vs. Cruz, Jr.
Case
A.C. No. 5809
Decision Date
Nov 23, 2007
Atty. Cruz suspended for one month for failing to attend SEC hearings, disrespecting legal processes; penalty reduced from six months, with a warning against future misconduct.
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Case Digest (A.C. No. 5809)

Facts:

    Background of the Disciplinary Case

    • Respondent, Atty. Ponciano V. Cruz, Jr., was originally penalized with a six-month suspension from the practice of law as per the Court’s Decision dated February 23, 2004.
    • A Motion for Reconsideration was subsequently filed by the respondent, seeking a reversal or modification of the said decision.

    Non-Appearance at Scheduled Hearings

    • The disciplinary matter arose from the respondent’s failure to attend two scheduled hearings in a Securities and Exchange Commission (SEC) case.
    • The first hearing was held on October 28, 1998.
    • The second was on March 4, 1999.
    • Prior to these hearings, there were eight hearings that the respondent caused to be cancelled and reset due to his unavailability.

    Respondent’s Explanations and Conduct

    • For the October 28, 1998 hearing, the respondent justified his absence by stating he had to be ready at a moment’s notice, believing he might be required to attend an international conference given his position.
    • For the March 4, 1999 hearing, he explained that he prioritized his client’s case over the SEC proceedings, and admitted to a possible semantic error when referring to “attending a hearing” instead of “filing a manifestation” to immediately seek a stay on the execution of a judgment in Cebu City.
    • Despite these explanations, the respondent failed to produce or submit supporting travel orders or other pertinent documentation which could have substantiated his reasons for non-appearance.

    Findings on the Respondent’s Attitude and Accountability

    • The Court emphasized that the issue was not merely the absence at the hearings, but rather the respondent’s blatant disrespect for legal orders and the court’s processes.
    • The Court found that:
    • The respondent exhibited dishonesty in presenting his excuses.
    • His failure to submit necessary documentation or propose alternative available dates demonstrated an indifferent and uncooperative attitude.

    Complainants’ Position

    • Complainants, Servillano Batac, Jr. and Antonio Bonoan, argued that the respondent had not presented any new or substantial matter that could warrant a reversal or modification of the earlier disciplinary decision.
    • They concurred that the grounds raised by the respondent had effectively been dealt with in the previous proceedings, except for the issue regarding the severity of the penalty.

Issue:

    Validity of the Grounds Raised

    • Whether the respondent’s Motion for Reconsideration raised any new or substantial issues that could justify a reversal or modification of the disciplinary decision previously rendered.
    • Whether his explanations and justifications for his non-appearance at the hearings were credible and legally sufficient.

    Appropriateness of the Disciplinary Penalty

    • Whether the originally imposed six-month suspension was commensurate with the nature and gravity of the respondent’s misconduct.
    • Whether a lighter penalty, given that this was the respondent’s first offense, would be more appropriate in light of established disciplinary precedents.

Ruling:

  • (Subscriber-Only)

Ratio:

  • (Subscriber-Only)

Doctrine:

  • (Subscriber-Only)

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